[Iccrg] CTCP draft update and review closeout

Eddy, Wesley M. (GRC-RCN0)[VZ] Wesley.M.Eddy at nasa.gov
Wed Nov 5 21:41:07 GMT 2008


Due to email incompetence on my part I both forgot to provide
an attachment and set the subject line on this ... here is a
fix for both.
 

>-----Original Message-----
>From: iccrg-bounces at cs.ucl.ac.uk 
>[mailto:iccrg-bounces at cs.ucl.ac.uk] On Behalf Of Eddy, Wesley 
>M. (GRC-RCN0)[VZ]
>Sent: Wednesday, November 05, 2008 4:29 PM
>To: iccrg
>Subject: [Iccrg] (no subject)
>
>An update to the CTCP draft has apparently been submitted before
>the deadline for Minneapolis, but is slow in coming through the
>system.  Until it makes it through, a copy is attached to this
>mail for the ICCRG to look at, and an rfcdiff between version 01
>and 02 is available here:
>http://roland.grc.nasa.gov/~weddy/shared/iccrg/ctcp-01-to-02-rf
>cdiff.htm
>
>The ICCRG had been awaiting this update in order to make sure
>some clarifications were made, so that it could confidently
>finalize the review:
>http://oakham.cs.ucl.ac.uk/pipermail/iccrg/2008-March/000468.html
>
>It looks to me like the update does answer the 6 listed expected
>changes.  Please verify this in the rfcdiff or document for
>yourselves though.  In absence of any uproar, I propose that we
>append a note to the review saying the expected changes appear to
>have been satisfied in version 02 and closeout the review at the
>ICCRG meeting in Minneapolis.  I think the review can be given to
>TCPM there as well if there is time.
>
>Please provide any comments you have towards this in the meantime.
>
>_______________________________________________
>Iccrg mailing list
>Iccrg at cs.ucl.ac.uk
>http://oakham.cs.ucl.ac.uk/mailman/listinfo/iccrg
>
-------------- next part --------------





           
           
           
           
           
           
          Network Working Group                                       M. Sridharan  
          Internet Draft                                                 Microsoft  
          Intended status: Experimental                                     K. Tan  
          November 3, 2008                                      Microsoft Research  
          Expires: April 2009                                            D. Bansal  
                                                                         D. Thaler  
                                                                         Microsoft  
                                                 
              Compound TCP: A New TCP Congestion Control for High-Speed and Long  
                                       Distance Networks  
           
           
                               draft-sridharan-tcpm-ctcp-02.txt  
           
           
          Status of this Memo  
           
            By submitting this Internet-Draft, each author represents that any  
            applicable patent or other IPR claims of which he or she is aware  
            have been or will be disclosed, and any of which he or she becomes  
            aware will be disclosed, in accordance with Section 6 of BCP 79.  
              
            Internet-Drafts are working documents of the Internet Engineering  
            Task Force (IETF), its areas, and its working groups.  Note that  
            other groups may also distribute working documents as Internet- 
            Drafts.  
              
            Internet-Drafts are draft documents valid for a maximum of six months  
            and may be updated, replaced, or obsoleted by other documents at any  
            time.  It is inappropriate to use Internet-Drafts as reference  
            material or to cite them other than as "work in progress."  
              
            The list of current Internet-Drafts can be accessed at  
            http://www.ietf.org/ietf/1id-abstracts.txt.  
              
            The list of Internet-Draft Shadow Directories can be accessed at  
            http://www.ietf.org/shadow.html.  
               
             This Internet-Draft will expire on April 3, 2009.  
               
          Copyright Notice  
            
             Copyright (C) The IETF Trust (2007).  
               
           
            
          Sridharan                 Expires April 3, 2009            [Page 1] 



          





          Internet Draft                 Compound TCP         November 2008 
           
          Abstract  
           
          Compound TCP (CTCP) is a modification to TCP's congestion control  
          mechanism for use with TCP connections with large congestion windows.  
          This document describes the Compound TCP algorithm in detail, and  
          solicits experimentation and feedback from the wider community.  The  
          key idea behind CTCP is to add a scalable delay-based component to the  
          standard TCP's loss-based congestion control. The sending rate of CTCP  
          is controlled by both loss and delay components. The delay-based  
          component has a scalable window increasing rule that not only  
          efficiently uses the link capacity, but on sensing queue build up,  
          proactively reduces the sending rate.  
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
            
            
               
           
           
           
           
           
           
          Sridharan                 Expires April 3, 2009            [Page 2] 





          Internet Draft                 Compound TCP         November 2008 
           
          Table of Contents  
               
             1. Introduction...................................................3  
             2. Design Goals...................................................5  
             3. Compound TCP Control Law.......................................5  
             4. Compound TCP Response Function.................................8  
             5. Automatic Selection of Gamma...................................9  
             6. Implementation Issues.........................................11  
             7. Deployment Issues.............................................12  
             8. Security Considerations.......................................13  
             9. IANA Considerations...........................................13  
             10. Conclusions..................................................13  
             11. Acknowledgments..............................................14  
             12. References...................................................15  
             12.1. Normative References.......................................15  
             12.2. Informative References.....................................15  
             Author's Addresses...............................................16  
             Intellectual Property Statement..................................17  
             Disclaimer of Validity...........................................17  
               
          1. Introduction  
            
          In this document, we collectively refer to any TCP congestion control  
          algorithm that employs a linear increase function for congestion  
          control, including TCP Reno and all its variants as Standard TCP.  This  
          document describes Compound TCP, a modification to TCP's congestion  
          control mechanism for fast, long-distance networks. The standard TCP  
          congestion avoidance algorithm employs an additive increase and  
          multiplicative decrease (AIMD) scheme, which employs a conservative  
          linear growth function for increasing the congestion window and  
          multiplicative decrease function on encountering a loss. For a high- 
          speed and long delay network, it takes standard TCP an unreasonably  
          long time to recover the sending rate after a single loss event  
          [RFC2581, RFC3649]. Moreover, it is well-known now that in a steady- 
          state environment, with a packet loss rate of p, the current standard  
          TCP's average congestion window is inversely proportional to the square  
          root of the packet loss rate [RFC2581,PADHYE]. Therefore, it requires  
          an extremely small packet loss rate to sustain a large window. As an  
          example, Floyd et al. [RFC3649], pointed out that on a 10Gbps link  
          with 100ms delay, it will roughly take one hour for a standard TCP flow  
          to fully utilize the link capacity, if no packet is lost or corrupted.  
          This one hour error-free transmission requires a packet loss rate of  
          around 10^-11 with 1500-byte size packets (one packet loss over 
          2,600,000,000 packet transmission!), which is not practical in today's  
          networks.  
            
          There are several proposals to address this fundamental limitation of  
          TCP. One straightforward way to overcome this limitation is to modify  
          TCP's increase/decrease rule in its congestion avoidance stage. More  
          specifically, in the absence of packet loss, the sender increases  
           
          Sridharan                 Expires April 3, 2009            [Page 3] 





          Internet Draft                 Compound TCP         November 2008 
           
          congestion window more quickly and decreases it more gently upon a  
          packet loss. In a mixed network environment, the aggressive behavior of  
          such an approach may severely degrade the performance of regular TCP  
          flows whenever the network path is already highly utilized. When an  
          aggressive high-speed variant flow traverses the bottleneck link with  
          other standard TCP flows, it may increase its own share of bandwidth by  
          reducing the throughput of other competing TCP flows. As a result, the  
          aggressive variants will cause much more self-induced packet losses on  
          bottleneck links, and push back the throughput of the regular TCP  
          flows.  
            
          Then there is the class of high-speed protocols which use variances in  
          RTT as a congestion indicator (e.g., [AFRICA,FAST]). Such delay-based  
          approaches are more-or-less derived from the seminal work of TCP-Vegas  
          [VEGAS]. An increase in RTT is considered an early indicator of  
          congestion, and the sending rate is reduced to avoid buffer overflow. The 
          problem in this approach comes when delay-based and loss-based flows 
          share the same bottleneck link. While the delay-based flows respond to 
          increases in RTT by cutting its sending rate, the loss-based flows 
          continue to increase their sending rate. As a result a delay-based flow 
          obtains far less bandwidth than its fair share. This weakness is hard to 
          remedy for purely delay-based approaches.  
            
          The design of Compound TCP is to satisfy the efficiency requirement and  
          the TCP friendliness requirement simultaneously. The key idea is that  
          if the link is under-utilized, the high-speed protocol should be  
          aggressive and increase the sending rate quickly. However, once the  
          link is fully utilized, being aggressive will not only adversely affect  
          standard TCP flows but will also cause instability. As noted above,  
          delay-based approaches already have the nice property of adjusting  
          aggressiveness based on the link utilization, which is observed by the  
          end-systems as an increase in RTT. CTCP incorporates a scalable delay- 
          based component into the standard TCP's congestion avoidance algorithm.  
          Using the delay component as an automatic tuning knob, CTCP is scalable  
          yet TCP friendly.  
           
          2. Design Goals  
            
          The design of CTCP is motivated by the following requirements:  
            
               o  Improve throughput by efficiently using the spare capacity in  
                  the network  
               o  Good intra-protocol fairness when competing with flows that  
                  have different RTTs  
               o  Should not impact the performance of standard TCP flows sharing  
                  the same bottleneck  
               o  No additional feedback or support required from the network  
                    
           
           
           
          Sridharan                 Expires April 3, 2009            [Page 4] 





          Internet Draft                 Compound TCP         November 2008 
           
          CTCP can efficiently use the network’s resources and achieve high link  
          utilization. The aggressiveness can be controlled by adopting a rapid  
          increase rule in the delay-based component. We choose CTCP to have  
          similar aggressiveness as HighSpeed TCP [RFC3649]. Our design choice is  
          motivated by the fact that HSTCP has been tested to be aggressive  
          enough in real world networks while at the same time, not exhibiting any 
          severe issues in deployment or testing experiences. and is now an 
          experimental IETF RFC. We also wanted an upper bound on the amount of 
          unfairness to standard TCP flows. However, as shown later, CTCP is able 
          to maintain TCP friendliness under high statistical multiplexing and also 
          while traversing poorly buffered links. CTCP has similar or, in some 
          cases, improved RTT fairness compared to standard TCP. As we will  
          demonstrate later this is due to the fact that the amount of backlogged  
          packets for a connection is independent of the RTT of the connection.  
          Even though CTCP does not require any feedback from the network, CTCP  
          works well in ECN capable environments. There is also no expectation on  
          the queuing algorithm deployed in the routers.  
            
          As is the case with most high-speed variants today, CTCP does not  
          modify the slow-start behavior of standard TCP. We agree to the belief 
          that ramping-up faster than slow-start without additional information 
          from the network can be harmful. During slow start, CTCP uses standard 
          TCP congestion window (cwnd) and does not use any additional delay 
          component. Just like standard TCP, it exits slow start when either a loss 
          happens or congestion window (cwnd) reaches ssthresh. 
           
          Similar to HSTCP, to ensure TCP compatibility, CTCP's scalable  
          component uses the same response function as Standard TCP when the  
          current congestion window is at most Low_Window. CTCP sets Low_Window  
          to 38 MSS-sized segments, corresponding to a packet drop rate of 10^-3  
          for TCP.  
               
          3. Compound TCP Control Law  
            
          CTCP modifies Standard TCP's loss-based control law with a scalable  
          delay-based component. To do so, a new state variable is introduced in  
          current TCP Control Block (TCB), namely dwnd (Delay Window), which  
          controls the delay-based component in CTCP. The conventional congestion  
          window, cwnd, remains untouched, which controls the loss-based component 
          in CTCP. Thus, the CTCP sending window now is controlled by both cwnd and 
          dwnd. Specifically, the TCP sending window (wnd) is now calculated as 
          follows:  
              
            wnd = min(cwnd + dwnd, awnd),             (1)                   
                
          where awnd is the advertised window from the receiver.   
            
          cwnd is updated in the same way as regular TCP in the congestion  
          avoidance phase, i.e., cwnd is increased by 1 MSS every RTT and halved  
           
           
          Sridharan                 Expires April 3, 2009            [Page 5] 





          Internet Draft                 Compound TCP         November 2008 
           
          when a packet loss is encountered. The update to dwnd will be explained  
          in detail later in this section. The combined window for CTCP from (1)  
          above allows up to (cwnd + dwnd) packets in one RTT to be injected into 
          the network. Therefore, the  
          increment of cwnd on the arrival of an ACK is modified accordingly:  
              
            cwnd = cwnd + 1/(cwnd+dwnd)               (2)   
              
          Some implementations may choose to use FlightSize (as defined in RFC 
          2581) to handle the receiver limited or the application limited case. 
          As stated above, CTCP retains the same behavior during slow start. When  
          a connection starts up, dwnd is initialized to zero while the  
          connection is in slow start phase. Thus the delay component is  
          only activated when the connection enters congestion avoidance. The 
          delay- 
          based algorithm has the following properties. It uses a scalable  
          increase rule when it infers that the network is under-utilized. It  
          also reduces the sending rate when it senses incipient congestion. By  
          reducing its sending rate, the delay-based component yields to  
          competing TCP flows and ensures TCP fairness. It reacts to packet  
          losses, again by reducing its sending rate, which is necessary to avoid  
          congestion collapse. CTCP's control law for the delay-based component  
          is derived from TCP Vegas. A state variable, called basertt tracks the 
          minimum round trip delay seen by a packet over the network path. The CTCP 
          sender also maintains a smoothed RTT srtt, updated as specified in 
          [RFC2988]. Basertt is not used till the delay component is activated so 
          basertt can be initialized to the smoothed rtt value that the sender 
          already computed. Basertt MUST be uninitialized and MUST be re-measured 
          if a retransmission timeout occurs, as the network conditions may have 
          changed. We provide some guidance on RTT sampling in Section 6 as robust 
          RTT sampling is key to how CTCP implementations perform. 
           
          The number of backlogged packets of the connection is estimated  
          using,  
              
            expected (throughput) = wnd/basertt  
            actual (throughput) = wnd/srtt  
            diff = (expected - actual) * basertt  
               
          The expected throughput gives the estimation of throughput CTCP gets if  
          it does not overrun (induce queueing on) the network path. The actual  
          throughput stands for the throughput CTCP sender really gets. Using this, 
          the  
          amount of data backlogged in the bottleneck queue (diff) can be  
          calculated. Congestion is detected by comparing diff to a threshold  
          gamma. If diff < gamma, the network path is assumed to be under- 
          utilized; otherwise the network path is assumed to be congested and  
          CTCP should gracefully reduce its window.  
            
           
           
          Sridharan                 Expires April 3, 2009            [Page 6] 





          Internet Draft                 Compound TCP         November 2008 
           
          It is to be noted that a connection should have at least gamma packets  
          backlogged in the bottleneck queue to be able to detect incipient  
          congestion. This motivates the need for gamma to be small since the  
          implication is that even when the bottleneck buffer size is small, CTCP  
          will react early enough to ensure TCP fairness. On the other hand, if  
          gamma is too small compared to the queue size, CTCP will falsely detect  
          congestion and will adversely affect the throughput. Choosing the  
          appropriate value for gamma could be a problem because this parameter  
          depends on both network configuration and the number of concurrent  
          flows, which are generally unknown to the end-systems. Section 5  
          presents an effective way to automatically estimate gamma.  
            
          The increase law of the delay-based component should make CTCP more  
          scalable in high-speed and long delay pipes. We choose a binomial  
          function to increase the delay window [BAINF01]. As explained in the  
          next section we have modeled the response function for CTCP to have  
          comparable scalability to HighSpeed TCP. Since there is already a loss- 
          based component in CTCP, the delay-based component needs to be designed  
          to only fill the gap. The control law for CTCP's delay component can be  
          summarized as follows:  
             
           dwnd(t+1) =   
               dwnd(t) + alpha*dwnd(t)^k - 1,     if diff < gamma  (3)  
               dwnd(t) - eta*diff,                if diff >= gamma (4)  
               dwnd(t)(1-beta),          on packet loss   (5)  
            
          where alpha = 1/8, beta = 1/2, eta = 1 and k = 0.75. Note that dwnd MUST 
          be measured in packets to match the response function in Section 4. 
          Equation (3) shows that in  
          the increase phase, dwnd only needs to increase by (alpha*dwnd(t)^k -  
          1) packets, since the loss-based component cwnd will also increase by 1  
          packet. When a packet loss occurs (detected by three duplicate ACKs), 
          dwnd is set to the difference between the desired reduced window size  
          and that can be provided by cwnd. The rule in equation (4) is very  
          important to preserve good RTT and TCP fairness. Eta defines how  
          rapidly the delay component should reduce its window when congestion is  
          detected. Note that dwnd MUST never be negative, so the CTCP window is 
          lower  
          bounded by its loss-based component, which is same as Standard TCP.   
             
          If a retransmission timeout occurs, dwnd should be reset to zero and  
          the delay-based component is disabled. This is because after a timeout,  
          the TCP sender enters slow-start phase. After the CTCP sender exits the  
          slow-start recovery state and enters congestion avoidance, dwnd control  
          is activated again.  
            
          4. Compound TCP Response Function  
            
          The TCP response function provides a relationship between TCP's average  
          congestion window w in MSS-sized segments as a function of the steady- 
           
          Sridharan                 Expires April 3, 2009            [Page 7] 





          Internet Draft                 Compound TCP         November 2008 
           
          state packet drop rate p. To specify a modified response function for  
          CTCP, we use the analytical model in [CTCPI06] to derive a relationship  
          between w and p. Based on this model, the response function for CTCP  
          provides the following relationship between w and p,  
            
             w ~.1/(p^(1/(2-k)))     (6)  
               
          As explained earlier we modeled the response function for CTCP to have  
          comparable scalability to HighSpeed TCP. The response function for  
          HighSpeed TCP is  
            
             w ~.1/p^0.835           (7)  
               
          Comparing (6) and (7) we get k to be around 0.8. Since it's difficult  
          to implement an arbitrary power we choose k = 0.75 which can be  
          implemented using a fast integer algorithm for square root. Based on  
          extensive experimentation, we chose alpha = 1/8, beta = 1/2, and eta =  
          1. Substituting the above values for alpha, beta and k in (6) we get  
          the following response function for CTCP,  
            
             w = 0.255/p^0.8         (8)  
               
          The response function for CTCP is compared with HSTCP and is  
          illustrated in Table 1 below.   
               
           
                                           CTCP                 HSTCP  
               Packet Drop Rate P   Congestion Window W    Congestion Window W  
              ------------------   -------------------    -------------------  
                      10^-3                     64                     38  
                      10^-4                    404                    263  
                      10^-5                   2552                   1795  
                      10^-6                  16107                  12279  
                      10^-7                 101630                  83981  
                      10^-8                 641245                 574356  
                      10^-9                4045987                3928088  
                      10^-10              25528453               26864653  
            
             Table 1: TCP Response function for CTCP & HSTCP  
               
          The values in Table 1 illustrate that our choice of parameters makes  
          CTCP slightly more aggressive than HSTCP in moderate and low packet  
          loss rates but approaches HSTCP for larger windows. The reason we  
          choose to do this is because unlike HighSpeed TCP, CTCP's delay control  
          is capable of scaling back on detecting incipient congestion. As a  
          result, we expect CTCP to be more TCP friendly than HighSpeed TCP. We  
          show that this is in fact the case even under low buffering conditions  
          in the presence of high statistical multiplexing. The fairness  
          considerations and choice of gamma are detailed in Sections 5 and 6.  
            
           
          Sridharan                 Expires April 3, 2009            [Page 8] 





          Internet Draft                 Compound TCP         November 2008 
           
          5. Automatic Selection of Gamma  
            
          To effectively detect early congestions, CTCP requires estimating the  
          backlogged packets at the bottleneck queue and compares this estimate  
          to a pre-defined threshold gamma. However, setting this threshold gamma  
          is particularly difficult for CTCP (and for many other similar delay- 
          based approaches) because gamma largely depends on the network  
          configuration and the number of concurrent flows that compete for the  
          same bottleneck link.  Such flows are, unfortunately, unknown to end- 
          systems. Based on experimentation over varying conditions we originally  
          selected gamma to be 30 packets. This value appeared to provide a good  
          tradeoff between TCP fairness and throughput. However a fixed gamma can  
          still result in poor TCP friendliness over under-buffered network  
          links. One naive solution is to choose a very small value for gamma.   
          However this can falsely detect congestion and adversely affect  
          throughput. To address this problem, we instead use a method called  
          tuning-by-emulation to dynamically adjust gamma. The basic idea is to  
          estimate the backlogged packets of a Standard TCP flow along the same  
          path by simultaneously emulating the behavior of a Standard TCP flow.  
          Based on this, gamma is set so as to ensure good TCP-friendliness. CTCP  
          can then automatically adapt to different network configurations (i.e.,  
          buffer provisioning) and also concurrent competing flows.   
            
          To ensure the effectiveness of incipient congestion detection, our  
          analytical model on CTCP shows that gamma should at least be less than  
          B/(m+l), where B is the bottleneck buffer and m and l represent the  
          number of concurrent Standard TCP flows and CTCP flows, respectively,  
          that are competing for the same bottleneck link [CTCPI06][CTCPP06]  
          [CTCPT]. Generally, both B and (m+l) are unknown to end-systems. It is  
          very difficult to estimate these values from end-systems in real-time,  
          especially the number of flows, which can vary significantly over time.  
          Fortunately there is a way to directly estimate the ratio B/(m+l), even  
          though the individual variables B and (m+l) are hard to estimate. Let's  
          first assume there are (m+l) regular TCP flows in the network. These  
          (m+l) flows should be able to fairly share the bottleneck capacity in  
          steady state. Therefore, they should also get roughly equal shares of  
          the buffers at the bottleneck, which should equal to B/(m+l). For such  
          a Standard TCP flow, although it does not know either B or (m+l), it  
          can still infer B/(m+l) easily by estimating its backlogged packets,  
          which is a rather mature technique widely used in many delay-based  
          protocols.  This brings us to the core idea of CTCP's algorithm; CTCP  
          lets the sender emulate the congestion window of a Standard TCP flow.  
          Using this emulated window, we can estimate the buffer occupancy  
          (diff_reno) for a Standard TCP flow. Diff_reno can be regarded as a  
          conservative estimate of B/(m+l) assuming that the high speed flow is  
          more aggressive than Standard TCP. By choosing gamma <= diff_reno, we  
          can ensure TCP fairness.   
            
          The implementation is actually fairly trivial. This is because CTCP  
          already emulates Standard TCP as the loss-based component. We can  
           
          Sridharan                 Expires April 3, 2009            [Page 9] 





          Internet Draft                 Compound TCP         November 2008 
           
          simply estimate the buffer occupancy of a competing Standard TCP flow  
          from state that CTCP already maintains. We choose an initial gamma = 30  
          and diff_reno is calculated as follows,  
            
           expected_reno (throughput) = cwnd/basertt  
           actual_reno (throughput) = cwnd/srtt  
           diff_reno = (expected - actual) * basertt  
            
           
          The difference between diff_reno and diff is simply that diff_reno is  
          computed only using the loss-based component cwnd. Since Standard TCP  
          reaches its maximum buffer occupancy just before a loss, CTCP uses the  
          diff_reno value computed in the previous round to calculate the gamma  
          for the next round. A round corresponds to the time it takes for one 
          window of data 
          to be acknowledged. It typically corresponds to one RTT. Whenever a loss 
          happens, gamma is chosen to be less  
          than diff_reno and the sample values of gamma are updated using a  
          standard exponentially weighted moving average. The pseudocode to  
          calculate gamma is shown below. Here a round tracks every window  
          worth of data. Section 7 provides more details on how to maintain a  
          round.   
            
            Initialization:   
              diff_reno = invalid;   
               Gamma = 30;   
              
            End-of-Round:   
              
               expected_reno = cwnd / baseRTT;   
               actual_reno = cwnd / RTT;   
               diff_reno = (Expected_reno-Actual_reno)*baseRTT;   
              
            On-Packet-Loss:   
              
            If diff_reno is valid then   
               g_sample = 3/4*Diff_reno;   
               gamma = gamma*(1-lamda)+ lamda*g_sample;   
               if (gamma < gamma_low)   
                 gamma=gamma_low;   
               else if (gamma > gamma_high)   
                 gamma=gamma_high;   
               fi   
               diff_reno = invalid;   
            fi   
               
           
          The recommended values for gamma_low and gamma_high are 5 and 30  
          respectively. diff_reno is set to invalid to prevent using stale  
           
           
          Sridharan                 Expires April 3, 2009            [Page 10] 





          Internet Draft                 Compound TCP         November 2008 
           
          diff_reno data when there are consecutive losses between which no  
          samples were taken.  
            
          6. Implementation Issues  
            
          CTCP has been implemented on Microsoft Windows and there has been  
          extensive testing on production links and in Windows Beta deployments.   
            
          The first challenge is to design a mechanism that can precisely track  
          the changes in round trip time with minimal overhead, and can scale  
          well to support many concurrent TCP connections. Naively taking RTT  
          samples for every packet will obviously be an over-kill for both CPU  
          and system memory, especially for high-speed and long distance networks  
          where the congestion window can be very large. Therefore, CTCP needs to  
          limit the number of samples taken, but without compromising on  
          accuracy. In our implementation, we only take up to M samples per  
          window of data. M is chosen to scale with the round trip delay and  
          window size.   
             
          In order to further improve the efficiency in memory usage, we have  
          developed a memory allocation mechanism to dynamically allocate sample  
          buffers from a kernel fixed-size per-processor pool. The size should be  
          chosen as a function of the available system memory. As the window size  
          increases, M can be updated so that the samples are uniformly  
          distributed over the window. As M gets updated, more memory blocks are  
          allocated and linked to the existing sample buffers. If the sending  
          rate changes, either due to network conditions or due to application  
          behavior, the sample blocks are reclaimed to the global memory pool.  
          This dynamic buffer management ensures the scalability of our  
          implementation, so that it can work well even in a busy server which  
          could host tens of thousands of TCP connections simultaneously. Note  
          that it may also require a high-resolution timer to time RTT samples.   
             
          The rest of the implementation is rather straightforward. We add two  
          new state variables into the standard TCP Control Block, namely dwnd  
          and basertt (described in Section 3). Following the common practice of  
          high-speed protocols, CTCP reverts to standard TCP behavior when the  
          window is small. Delay-based component only kicks in when cwnd is  
          larger than some threshold, currently set to 38 packets assuming 1500  
          byte MTU. dwnd is updated at the end of each round. Note that no RTT  
          sampling and dwnd update happens during the loss recovery phase. This  
          is because the retransmission during the loss recovery phase may result  
          in inaccurate RTT samples and can adversely affect the delay-based  
          control.  
            
          7. Deployment Issues  
            
          There are several variations of TCP proposed for high speed and long  
          delay networks. We do not claim Compound TCP to be the best nor the  
          most optimal algorithm. However, based on extensive testing via  
           
          Sridharan                 Expires April 3, 2009            [Page 11] 





          Internet Draft                 Compound TCP         November 2008 
           
          simulations and experimentation including those on production links as  
          well as beta deployments of a reasonable scale, we believe that  
          Compound TCP satisfies the design considerations outlined earlier in  
          this document. It effectively uses spare bandwidth in high speed  
          networks, achieves good intra-protocol fairness even in the presence of  
          differing RTTs and does not adversely impact standard TCP. Furthermore,  
          Compound TCP does not require any changes or any new feedback from the  
          network and is deployable over the current Internet in an incremental  
          fashion. It interoperates with Standard TCP and requires support only  
          on the send side of a TCP connection for it to be used.  
            
          We also note that similar to High Speed TCP, in environments typical of  
          much of the current Internet, Compound TCP behaves exactly like  
          Standard TCP. This it does by ensuring that it follows the standard TCP  
          algorithm without any modification any time the congestion window is  
          less than 38 packets. Only when the congestion window is greater than  
          38 packets does the delay-based component of Compound TCP get invoked.  
          Thus, for example for a connection with an RTT of 100ms, the end-to-end  
          bandwidth must be greater than 4.8Mbps for CTCP to have any difference  
          in its response to network conditions compared to standard TCP.  
             
          Further, we do not believe that the deployment of Compound TCP would  
          block the possible deployment of alternate experimental congestion  
          control algorithms such as Fast TCP [FAST] or CUBIC [CUBIC]. In  
          particular, Compound TCP's response has a fallback to a loss-based  
          function that has characteristics very similar to HS-TCP or N parallel  
          TCP connections.  
            
          8.    Security Considerations  
            
          CTCP modifies the congestion control algorithm of TCP protocol by adding  
          a delay based component while keeping all other aspects of the protocol 
          intact. Hence, any additional security considerations for CTCP are 
          limited to the security considerations for the delay based aspect of the 
          CTCP algorithm.  
           
          There are a few possible security considerations for the delay based 
          component of CTCP. A receiver can explicitly delay the acknowledgements 
          or it can proactively acknowledge packets. In the former case dwnd 
          increase would be slower and the throughput would be no worse than 
          standard TCP. In the latter case the sender may end up sending traffic at 
          a higher rate. However as the packets are proactively acknowledged the 
          sender will update its basertt to be much lower than the actual RTT. So 
          any increases in measured RTT will be perceived as congestion. Further, 
          sender can implement additional mitigations to detect such a malicious 
          receiver eg by detecting if spurious acknowledgements are being 
          acknowledged too soon i.e. faster than RTT and without actually receiving 
          the packet. The delay measurements for CTCP are derived at the sender-
          side only, without relying on timestamps. This mitigates possible attacks 
          where receiver manipulates the timestamps echoed back to the sender.  
            
          Sridharan                 Expires April 3, 2009            [Page 12] 





          Internet Draft                 Compound TCP         November 2008 
           
          9.    IANA Considerations  
            
          There are no IANA considerations regarding this proposal.  
            
          10.   Conclusions  
            
          This document proposes a congestion control algorithm for TCP for high  
          speed and long delay networks. By introducing a delay-based component  
          in addition to a standard TCP-based loss component, Compound TCP is  
          able to detect and effectively use spare bandwidth that may be  
          available on a high speed and long delay network. Furthermore, the  
          delay-based component detects the onset of congestion early and  
          gracefully reduces the sending rate. The loss-based component, on the  
          other hand, ensures there is an effective response to losses in network  
          while in the absence of losses, keeps the throughput of CTCP lower  
          bounded by TCP Reno. Thus, CTCP is not timid, nor does it induce more  
          self-induced packet loss than a single standard TCP flow. Thus Compound  
          TCP is efficient in consuming available bandwidth while being friendly  
          to standard TCP. Further, the delay component does not have any RTT  
          bias thereby reducing the RTT bias of the Compound TCP vis-a-vis  
          standard TCP.  
            
          Compound TCP has been implemented as an optional component in Microsoft  
          Windows Vista. It has been tested and experimented through broad  
          Windows Vista beta deployments where it has been verified to meet its  
          objectives without causing any adverse impact. The Stanford Linear  
          Accelerator Center (SLAC) has also evaluated Compound TCP on production  
          links. Based on testing and evaluation done so far, we believe Compound  
          TCP is safe to deploy on the current Internet. We welcome additional  
          analysis, testing and evaluation of Compound TCP by Internet community  
          at large and continue to do additional testing ourselves.  
            
          11.   Acknowledgments  
            
          The authors would like to thank Jingmin Song for all his efforts in  
          evaluating the algorithm on the test beds. We are thankful to Yee-ting  
          Lee and Les Cottrell for testing and evaluation of Compound TCP on  
          Internet2 links [SLAC]. We would like to thank Sanjay Kaniyar for his  
          insightful comments and for driving this project in Microsoft. We are  
          also thankful to the Microsft.com data center staff who helped us  
          evaluate Compound TCP on their production links. In addition, several  
          folks from the Internet research community who attended the High-Speed  
          TCP Summit at Microsoft [MSWRK] have provided valuable feedback on  
          Compound TCP. We would like to thank CTCP reviewers at ICCRG for their 
          valuable feedback; specifically we would like to thank Lachlan Andrew and 
          Doug Leith for their thorough review and excellent feedback. Finally, we 
          are thankful to the Windows Vista program beta participants who helped us 
          test and evaluate CTCP.   
           
           
           
          Sridharan                 Expires April 3, 2009            [Page 13] 





          Internet Draft                 Compound TCP         November 2008 
           
          12.   References  
               
          12.1. Normative References  
               
             [CTCPI06]  K. Tan, Jingmin Song, Qian Zhang, Murari Sridharan, "A  
                       Compound TCP Approach for High-speed and Long Distance  
                       Networks", in IEEE Infocom, April 2006, Barcelona, Spain.  
                         
             [RFC2581]  Allman, M., Paxson, V. and W. Stevens, "TCP Congestion  
                       Control", RFC 2581, April 1999.  
                         
          12.2. Informative References  
               
             [AFRICA]   R. King, R. Baraniuk and R. riedi, "TCP-Africa: An       
                        Adaptive and Fair Rapid Increase Rule for Scalable       
                        TCP", In Proc. INFOCOM 2005.  
                     
             [BAINF01]  Bansal and H. Balakrishnan, "Binomial Congestion Control  
                        Algorithms", Proc INFOCOM 2001.  
                     
             [CTCPP06]  K. Tan, J. Song, Q. Zhang, and M. Sridharan, "Compound    
                        TCP: A Scalable and TCP-friendly Congestion Control      
                        for High-speed Networks", in 4th International            
                        workshop on Protocols for Fast Long-Distance Networks            
                        (PFLDNet), 2006, Nara, Japan.  
               
             [CTCPT]    K. Tan, J. Song, M. Sridharan, and C.Y. Ho, "CTCP:       
                        Improving TCP-Friendliness Over Low-Buffered Network       
                        Links", Microsoft Technical Report.  
                     
             [CUBIC]    I. Rhee, L. Xu and S. Ha, "CUBIC for fast long                
                        distance networks", Internet Draft, Expires Aug 31,        
                        2007, draft-rhee-tcp-cubic-00.txt  
               
             [FAST]     C. Jin, D. Wei, S. Low, "FAST TCP: Motivation,                
                        Architecture, Algorithms, Performance", in IEEE Infocom  
                        2004.  
                     
             [MSWRK]    Microsoft High-Speed TCP Summit,  
                       http://research.microsoft.com/events/TCPSummit/  
                         
             [PADHYE]   J. Padhya, V. Firoiu, D. Towsley and J. Kurose,            
                        "Modeling TCP Throughput: A Simple Model and its         
                        Empirical Validation", in Proc. ACM SIGCOMM 1998.  
                     
             [RFC2988]  V. Paxon and M. Allman, "Computing TCP's Retransmission  
                        Timer", RFC 2988, November 2000.  
                     
             [RFC3649]  S. Floyd, "HighSpeed TCP for Large Congestion            
                        Windows", RFC 3649, Dec 2003.  
                     
           Sridharan  
             Expires April 3, 2009            [Page 14] 





          Internet Draft                 Compound TCP         November 2008 
              
             [SLAC]     Yee-Ting Li, "Evaluation of TCP Congestion Control            
                        Algorithms on the Windows Vista Platform", SLAC-TN-06-   
                        005, http://www.slac.stanford.edu/pubs/slactns/tn04/slac- 
                        tn-06-005.pdf  
                     
             [VEGAS]    L. Brakmo, S. O'Malley, and L. Peterson, "TCP Vegas:         
                        New techniques for congestion detection and                 
                        avoidance", in Proc. ACM SIGCOMM, 1994.  
                     
          Author's Addresses  
           
             Murari Sridharan  
             Microsoft Corporation  
             1 Microsoft Way, Redmond 98052  
               
             Email: muraris at microsoft.com  
               
           
             Kun Tan  
             Microsoft Research  
             5/F, Beijing Sigma Center  
             No.49, Zhichun Road, Hai Dian District  
             Beijing China 100080  
               
             Email: kuntan at microsoft.com  
               
           
             Deepak Bansal  
             Microsoft Corporation  
             1 Microsoft Way, Redmond 98052  
               
             Email: dbansal at microsoft.com  
               
           
             Dave Thaler  
             Microsoft Corporation  
             1 Microsoft Way, Redmond 98052  
               
             Email: dthaler at microsoft.com  
               
          Intellectual Property Statement  
               
             The IETF takes no position regarding the validity or scope of any  
             Intellectual Property Rights or other rights that might be claimed  
             to pertain to the implementation or use of the technology described  
             in this document or the extent to which any license under such  
             rights might or might not be available; nor does it represent that  
             it has made any independent effort to identify any such rights.   
             Information on the procedures with respect to rights in RFC  
             documents can be found in BCP 78 and BCP 79.  
               
          Sridharan                 Expires April 3, 2009            [Page 15] 





          Internet Draft                 Compound TCP         November 2008 
              
             Copies of IPR disclosures made to the IETF Secretariat and any  
             assurances of licenses to be made available, or the result of an  
             attempt made to obtain a general license or permission for the use  
             of such proprietary rights by implementers or users of this  
             specification can be obtained from the IETF on-line IPR repository  
             at http://www.ietf.org/ipr.  
               
             The IETF invites any interested party to bring to its attention any  
             copyrights, patents or patent applications, or other proprietary  
             rights that may cover technology that may be required to implement  
             this standard.  Please address the information to the IETF at  
             ietf-ipr at ietf.org.  
               
          Disclaimer of Validity  
            
             This document and the information contained herein are provided on  
             an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE  
             REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE  
             IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL  
             WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY  
             WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE  
             ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS  
             FOR A PARTICULAR PURPOSE.  
               
          Copyright Statement  
             Copyright (C) The IETF Trust (2007).  
             This document is subject to the rights, licenses and restrictions  
             contained in BCP 78, and except as set forth therein, the authors  
             retain all their rights.  
               
          Acknowledgment  
             Funding for the RFC Editor function is currently provided by the  
             Internet Society.  
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
          Sridharan                 Expires April 3, 2009            [Page 16] 


More information about the Iccrg mailing list